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As vital objectives in the performance of our functions as stock market intermediary, Popular Valores is committed to leadership in providing specialized stock market services, in order to meet the needs of our customers and promote equity profitability. For this reason, we have established, as part of our stock exchange vision, to work every day toward achieving this goal.
The above has allowed us to improve our services, as a function of what our customers need in terms of investments, thus exceeding profitability expectations.
Among the services we offer, these include:
In addition, we offer the following operating services:
We are in the best position to meet your information requirements, to prepare and submit before the competent representative bodies, any necessary financial reports and investment recommendations, as well as to serve internal and external auditors in the fulfillment of these functions.
Our team of advisors and analysts is at your disposal, to help in any investment decisions.
Our organization is committed to developing lasting business relationships through quality services and innovative products.
National and foreign natural persons residing in Costa Rica:
The account holder must complete the Authorization or Denial document to consult and create the file in the Know Your Customer Information Center (CICAC), as appropriate.
They must present a registration certificate issued by SUGEF (Superintendencia General de Entidades Financieras).
The account holder must complete the statement for compliance with CRS (Common Report Standard) and the FATCA (Foreign Account Tax Compliance Act), if applicable.
La certificación de Capital Social debe incluir la propiedad de las acciones, la naturaleza de las acciones, y la propiedad de los socios que posean más del 10% del capital social, con no más de un mes de emitida. No se aceptan acciones al portador en ninguna circunstancia.
Como documento alternativo a la certificación de personería jurídica y certificación de capital social, se puede presentar la certificación del Registro de Transparencia y Beneficiarios Finales (RTBF), con no más de un mes de emitida, que contempla ambos requisitos.
Representante Legal y Autorizados: Copia de la cédula de identidad por ambos lados para nacionales, copia del pasaporte, DIMEX, o DIDI para extranjeros.
Estados financieros del último periodo fiscal auditados o internos completos, debidamente refrendados por el contador y representante legal.
El representante legal deberá completar el documento de Autorización o Denegatoria para consultar o crear el expediente en el Centro de Información Conozca a su Cliente (CICAC).
Si la actividad está descrita en los artículos 15 y 15 bis de la Ley 7786, deben presentar certificación emitida por la SUGEF.
Si el representante legal de la empresa no reside en Costa Rica, deberá nombrar un agente residente (abogado) y proporcionar todos los datos personales y documentación correspondiente.
Se deberá completar la información correspondiente para el cumplimiento del Estándar Común de Reporte (CRS) y de la Ley FATCA (Foreign Account Tax Compliance Act), de aplicarle y ser firmado por el Representante Legal.
Estos requisitos aseguran que todas las personas físicas y jurídicas, tanto nacionales como extranjeras, cumplan con las normativas y regulaciones vigentes al momento de abrir una cuenta en Costa Rica y se encuentran sujetos a la valoración de sus calidades.
Mandatory documents that the client must sign to open an account | |
Document name | Content of the document |
Due Diligence Procedures Delivery Record | Document through which the client indicates the type of service chosen. |
Due diligence procedures and annexes (choose a type of service: Consulting, Execution or Individual Portfolio Management | This document details the type of client (Professional or Non-Professional) and the investment objective. |
Investor Profile Form | This report details the type of risk profile of the investor. In order to prepare it, the investor is required to complete the questionnaire established for this purpose. |
Registration of Signatures | Document detailing the persons authorized to transfer resources. |
Meet your Client Form | This document contains the details of the owner, as well as the legal representative. |
Authorization form for sending and receiving communications | Document detailing the persons who are authorized to receive information and give instructions. |
FATCA Form (W8BEN-W8BEN-E Y W9) (where applicable) | Formularios para el cumplimiento de la Ley FATCA (Foreign Account Tax Compliance Act), debe ser completado por parte de ciudadanos y residentes estadounidenses con cuentas financieras en el extranjero. |
Individual Portfolio Management Mandate (clients with an Individual Portfolio Management contract) | Document signed to transfer the management of your investments to Popular Valores |
Chosen Service Contract and its Annexes: It is signed depending on the product/service that the client has chosen (Consulting, Execution or Individual Portfolio Management). | Document signed when acquiring any of the services provided by the authorized securities intermediary. |
Custody Agreement and annex | Document signed upon acquiring the service for the care and preservation of valuables and related cash, as well as the registration of their ownership. |
General Contract for the Negotiation of Foreign Currency Exchange in the Foreign Exchange Market of Costa Rica | Document signed to authorize a stockbroker to negotiate foreign currencies in the foreign exchange market. |
Contract for the Use and Administration of Access Keys to Electronic Systems. | Document signed to regulate the terms and conditions of use so that the client has access to electronic systems. |
Institution
Banco Popular y de Desarrollo Comunal (BPDC)
Banco Promérica (BPROM)
Banco LAFISE (BLAFI)
Financiera DESYFIN (FDESY)
Mutual Cartago de Ahorro y Crédito (MUCAP)
Banco Hipotecario de la Vivienda (BANHVI)
Financiera MultiMoney S.A
Prival Bank C.R
Financiera Monge, S.A.
CONTACT INFORMATION